Compliance, Estate & Engagement — Update / setup form (auth-only) for Financial Advisors. Embeddable version — a transparent, chrome-free form that floats over your own website design (pair with the standalone version for a hosted page).

Required disclosures, your estate snapshot, and the engagement terms for our work together — recorded for the file.

What it collects (by section):

• Regulatory disclosures — Regulatory Disclosures Delivered [multi-select: Form CRS / ADV Part 2A / ADV Part 2B / Advisory Agreement / Privacy Notice]; Disclosure Delivery Date (latest) [date]; Accredited/Qualified Investor Status [dropdown: No / Yes / Unsure]; Interest in Alternative Investments [multi-select: Real estate syndications / Private equity / Private credit / Hedge funds / Commodities / …].
• Estate & giving — Charitable Giving Strategy [multi-select: Ad hoc cash gifts / Recurring gifts / Appreciated securities / Donor-advised fund / Planned giving / …]; Estate Planning Documents Snapshot [multi-select: Will / Revocable trust / Financial POA / Healthcare directive / Beneficiary designations updated / …]; Beneficiary Review Due Date [date].
• Engagement & fees — Advisory Fee Arrangement [dropdown: AUM percentage / Flat subscription / Hourly / Project-based / Commission / …]; Advisory Fee Rate / Tier [short text]; Billing Frequency (advisory) [dropdown: Monthly / Quarterly in advance / Quarterly in arrears / Semiannual / Annual]; Performance Reporting Cadence [dropdown: Monthly / Quarterly / Semiannual / Annual / On request]; Client Portal / Reporting Link [short text].

Form type: Update / setup (up), auth-only. Niche: Financial Advisors. Deployment: embed.

Best for / surface when: Financial Advisors client workflow — compliance, estate & engagement.